A weblog following developments around the world in FRBR: Functional Requirements for Bibliographic Records.

Maintained by William Denton, Web Librarian at York University. Suggestions and comments welcome at wtd@pobox.com.


Confused? Try What Is FRBR? (2.8 MB PDF) by Barbara Tillett, or Jenn Riley's introduction. For more, see the basic reading list.

Books: FRBR: A Guide for the Perplexed by Robert Maxwell (ISBN 9780838909508) and Understanding FRBR: What It Is and How It Will Affect Our Retrieval Tools edited by Arlene Taylor (ISBN 9781591585091) (read my chapter FRBR and the History of Cataloging).

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Example 1: Harry Potter and the Goblet of Fire

Posted by: William Denton, 13 June 2006 7:07 am
Categories: Examples

Here’s a quick example of how J.K. Rowling’s Harry Potter and the Goblet of Fire looks when FRBRized. None of the links go anywhere, it’s incomplete, and it has no details about manifestations and nothing about items. It’s a rough example of a FRBRized bibliographic description of this particular work. Hover your mouse pointer over any of the links to see what the relationship is: is it a related work, an expression, a manifestation, or what. I’ve grouped some expressions together to make it easier to navigate. It’s a quick hack, but leave a comment or suggestion if you have one. I’ll improve it.

We need more examples, more things to point at and say, “Here’s why FRBR will make things better.”. Do one of your own and let me know about it and I’ll link to it. What would a library catalogue interface to this book look like? An online bookstore? What if someone wants to borrow the first available copy and they don’t care what edition? Would there be a “Reserve first available copy” button? What if they want the first available large print edition but don’t care if it’s hardcover or paperback?

I was going to do a Lord of the Rings example based on the 2006 FRBR Challenge, but that got complicated right off because of the work-within-a-work nature of the three books in the trilogy.


NGC4Lib mailing list

Posted by: William Denton, 12 June 2006 7:14 am
Categories: Uncategorized

If you read any library-related weblogs at all you’ve probably already seen Eric Lease Morgan’s announcement of the new NGC4Lib mailing list (that’s “next-generation catalogues for libraries”). One of the possible topics for discussion mentioned in the announcement is, “To what degree should traditional cataloging practices be used in such a thing, or to what degree should new and upcoming practices such as FRBR be exploited?”

The list got off to a lively start as you can see in its archives.


Reservations About Reservations About FRBR

Posted by: William Denton, 6 June 2006 7:10 am
Categories: Papers

Back in April I mentioned a short piece by Jeffrey Beall called “Some Reservations About FRBR” (Library Hi Tech News 23: 2 (2006)). I finally got my hands on a copy. It’s quite short, under two pages. I’ll pick out the key arguments and offer some comments. (Others can give far better responses to some of his points and I hope they’ll speak up.) This is the first published anti-FRBR article I’ve seen, and it’s worth reading; it’s too bad it’s not on the open web.

  • Beall compares FRBR to the Cooperative Online Resource Catalog, “a new way to share metadata for digital objects,” which failed because it was “decided by committees and organizations and then thrust on the field without sufficient testing and proof” that it was useful.. This is the first I’ve ever heard of CORC so I won’t comment on the comparison, but as for testing and proof, see below.
  • Groupthink: “our field discourages dissent.” I’m not a cataloguer, but I haven’t noticed this as a problem. From the outside it looks like a fairly conservative field (which is good, when the job is long-term preservation of information) but not closed to dissent.
  • Unwarranted enthusiasm. Beall says that Dublin Core was “largely accepted before being proven” and “has largely failed.” FRBR could prove the same. Is DC a failure? That’s the first I’ve heard of it, but I don’t use it a lot. Beall also says that though FRBR “has not been proven successful, the literature treats it as a smashing success.” I haven’t seen that. It’s a topic of great interest, so it gets attention, but the papers show curiosity, questions, plans, testing, implementations, research, and analysis. Lots have people have raised questions and points that need clarification, but that no-one has rubbished it probably just means it’s a good idea.
  • FRBR wasn’t developed in North America. “[A]fter a new standard is proposed, employees in well off organizations organize development meetings in far flung, exotic locales about once a year. It takes at least five years to develop a standard, so participants get at least five, company-paid vacations during that time…. [FRBR's] development occurred in a vacuum, largely devoid of input from practitioners.” Beall objects to where it was developed (by which he means where IFLA’s annual meetings were held), and who could go (people from large institutions who have a good travel budget). All that work was done about a decade ago, so let’s set that aside and look at how things are now. The are four working groups in action right now, and the people on them don’t need to go to IFLA conferences and can do most of their work by e-mail. The list of people on the Working Group on Aggregates can be examined to see if it’s “largely devoid of practitioners.” Pat Riva, the chair of the FRBR Review Group, is a working cataloguer, as is Patrick Le Boeuf, the former chair. I asked Pat Riva about how people can get involved and she said they could e-mail her, or start with their national or specialist associations, which probably have some sort of FRBR group set up and I bet are eager to have interested people join them. The FRBR-influenced Resource Description and Access revisions are being done in an open way (I’ve noted some here) and there’s a fair bit of discussion about it on AUTOCAT and the FRBR mailing list. If you’re interested in FRBR (pro or con), you can speak up as an individual or work through an organization, and your ideas will be considered. (People can post comments here, too!)
  • Work, expression, and manifestation aren’t always clearly defined. Serials are hard to handle. True. People are working on this. Implementations will need to have good rules to follow.
  • FRBR is chiefly for large libraries. For smaller ones it will just mean more work. I’d object to this on two points: first, that there’s just One Big Library, and sharing between all its various branches will only increase, so it should be made easier to navigate that enormous union collection (and bookstores and music stores); second, that copy cataloguing and good library system implementations will make it easy to manage FRBRized records. Granted, that’s just hand-waving from someone who isn’t a cataloguer.
  • MARC records can’t handle FRBR, so sharing records will be harder. Some people think so, others (like Martha Yee) would disagree. How all this will work when widely implemented is uncertain, but yes, it’ll take work and special attention for sharing records.
  • “The justification for FRBR is insufficient. It has never been adequately explained why this new model is needed. The current model of bibliographic records is more than adequate at representing library holdings at the work, expression, and item level.” (Beall agrees manifestations aren’t done well enough, I assume.) I wrote a paper in library school (FRBR and Fundamental Cataloguing Rules) showing how FRBR embodies fundamental laws and objectives of cataloguing and librarianship. It’s the next step in the process of making things easier to find and use. Here’s an example of the inadequacy of the current model, at least as displayed by a Dynix system: search my public library’s system for Harry Potter books. Horrible. Any objection to FRBR on the grounds that our catalogues are easy enough to use gets a puzzled look from me.
  • Conclusion: “When objective research and extensive beta testing have shown FRBR to be successful, then it should be adopted widely. But not before.”

One problem with the piece is that Beall seems to mix up the FRBR model, as finished in 1997, with current work on implementing it, hence the repeated comments about testing and proof. The people that wrote the original report (Olivia Madison, Nancy Williamson, et al.) put forward a model based on research and experience. If the model is useless, people are free to ignore it. They aren’t. They’re doing research and writing papers about it. They’re starting to implement it, but slowly, because, as Beall points out, to do so is hard work and the rules aren’t completely clear. There aren’t many big implementations to point at right now, and each new one that’s done turns up more questions and problems. That’s a lot of the research and beta testing: not done in labs and written up for journals, but done out in the open, for all to see, by people who want to make their systems better. They think FRBR will do that, and so far it has. OCLC’s xISBN service, for example, is a building block, and it helps LibraryThing group manifestations into works. That’s successful. We can all look at it, try it out, and adapt it if we like it. The new North Carolina State catalogue is run by people who’ve said they think FRBR will make it even better to use. They’re paying salaries for people to do the work, and they’ll test FRBR and drop it if it’s no good.

I haven’t seen wild, unquestioning acceptance of FRBR. Interest in it spread slowly for years, but lately it’s picked up. People who hear about it say, “Hey, that sounds like a pretty sensible way of organizing things … but won’t it be a lot of work? Is it ever going to get anywhere?” Some organizations that can work on it are working on it; others are waiting for better rules and easier tools. FRAR and FRSAR are part of the big plan too, and they should all be considered together. Of course, they’re just new, and all this stuff moves rather slowly, and I can’t point at anything showing how great it’ll all be in five years.

Beall raises some points in his article that I agree with, and he should be happy to hear FRBR people are trying to fix them. On other points, like unwarranted enthusiasm and the lack of testing, I think he’s wrong.

If you have a comment about this, please leave one here. I get swamped by comment spam but I’ll keep a close eye out for real people.


LibX Firefox extension

Posted by: William Denton, 5 June 2006 7:15 am
Categories: Implementations

LibX is “a Firefox extension that provides direct access to your library’s resources.” A library can grab the source, customize it for its own use (URLs, catalogue, OpenURL resolvers, etc.) and then encourage its users to to install it. It looks like a handy utility, but once you’ve picked out the Firefox users from the population, and then the Firefox users who know how to install extensions, then the extension-installing Firefox users who care enough about their library use to try this out, you’re down to a pretty small bunch of people. On the other hand, if you’re reading this, you’re probably in that small group, and if you’re not, you should be. So try asking your library about it. Tell them I sent you.

I mention LibX because they use OCLC’s xISBN service. If you have the extension installed, then you can select an ISBN on a web page, right click, and open up a framed web page with a list of related ISBNs on the left and your library’s catalogue on the right. (The LibX web site has screenshots and screencasts of this in action.) If your library doesn’t have the book with the exact ISBN you selected, it may have a related one, that is, it may have another manifestation of the same work. This is handy, but in the future this sort of service will get better. It’s possible to take an ISBN, check it with xISBN, look up the result set in the catalogue, and show the user a list of matching available books. Users will be able to go directly from “Does my library have this book?” to “Here’s a list of all other manifestations of this work that are available to me right now” without having to install anything.

Or even think about the first question: remember that Seymour Lubetzky said The catalogue has to tell you more than what you ask for. It’d be nice to see a mention of a book (a title, an ISBN, a proper citation, anything, on a web page, in e-mail or instant messaging, whatever) and be instantly told whether I can get that exact manifestation or another manifestation of the same work, in any format. Say a friend of mine e-mails me and says she’s following up on A Dance to the Music of Time by reading the book author Anthony Powell said he would take to a desert island: Mikhail Lermontov‘s A Hero of Our Time. Somewhere on my screen opens a small, subtle display showing that I can download an English translation from the Gutenberg project, get English translations from Penguin Classics, Modern Library, or Knopf at my local library (arriving at my local branch in X days), or buy the Penguin Classics and Modern Library editions online for so much (arriving at my home in Y days). (It would only tell me about English translations because it knows I don’t read Russian.) Also, of course, I’d see reviews and links to biographical information about Lermontov, etc. Here the catalogue is not only telling me more than what I ask for, it’s telling me before I ask and without my using the catalogue. (And as you’d read this blog entry, relevant links to Dance and A Hero of Our Time would show up …)

Noticed on Thom Hickey’s blog.


Hickey on xISBN

Posted by: William Denton, 1 June 2006 7:14 am
Categories: Blog Mentions,OCLC

Seems like not a week goes by when I don’t mention Thom Hickey or Lorcan Dempsey, two big cheeses at OCLC. Today, I point out xISBN and Stable Identifiers by Thom Hickey, posted a couple of days ago in response to that code4lib thread on xISBN. At the bottom he adds this:

By the way, if anyone else plans to do a harvest like this, please let us know ahead of time (as Ben did), and try not to hit the server too hard. We seem to be able to support multiple hits/second, but we’ve never load tested xISBN, and the system it runs on is running out of capacity (we should have a replacement up in a few weeks).

That’s nice of them: if you want to look up xISBN results for every book in your catalogue (thereby finding other manifestations of the same work), you’re welcome to, but please ask in advance so they know you’re coming.


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